Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katherine? Claim Your ProfileKatherine Jacks is a registered representative with Northwestern Mutual Investment Services, LLC. Katherine has been in the financial services industry since 2008 and is licensed in Alabama. Katherine has earned the Series 6, Series 7, and SIE licenses, and is a Series 63 registered representative. Katherine works with a variety of clients, including banking or thrift institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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2
AL
03/17/2022 - Present
Northwestern Mutual Investment Services, LLC (HOOVER AL)
AL
08/19/2010 - 12/10/2021
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (HOOVER AL)
AL
02/05/2008 - 02/11/2010
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (HOOVER AL)
BC
Issued 04/17/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/22/2013
Series 7 - General Securities Representative Examination
BC
Issued 02/04/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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