Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katherine? Claim Your ProfileKatherine McGovern is a registered representative with William Blair and has been in the industry since December 2000. Katherine has held various roles in the financial industry, including at Oppenheimer & Co. Inc., CIBC World Markets Corp., Labranche Financial Services, LLC, and Goldman, Sachs & Co. Katherine's professional experience includes financial planning and portfolio management for individuals, businesses, and pooled investment vehicles. Katherine also provides equity research services and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Equity research services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
03/29/2011 - Present
William Blair (NEW YORK NY)
NY
01/14/2008 - 04/05/2011
OPPENHEIMER & CO. INC. (NEW YORK NY)
NY
05/23/2007 - 01/14/2008
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NY
11/14/2006 - 05/22/2007
LABRANCHE FINANCIAL SERVICES, LLC (NEW YORK NY)
NY
10/26/2006 - 05/21/2007
PARALLAX DIRECT EXECUTION, INC. (NEW YORK NY)
PA
03/29/2004 - 10/26/2006
508 SECURITIES, INC. (WEST CONSHOHOCKEN PA)
NY
09/09/2002 - 04/14/2004
GOLDMAN, SACHS & CO. (NEW YORK NY)
NY
12/11/2000 - 09/09/2002
SPEAR, LEEDS & KELLOGG, L.P. (NEW YORK NY)
BC
Issued 03/19/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/24/2005
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/01/2007
Series 3 - National Commodity Futures Examination
BC
Issued 09/09/2004
Series 25 - NYSE Trading Assistant Examination
BC
Issued 02/26/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/08/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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