Unclaimed
Katherine Downing is a financial advisor with Voya Financial Partners, LLC. Katherine has been in the financial services industry since 2005. Katherine holds the Series 7, Series 63 and SIE licenses. Katherine's experience includes working with clients at American Century Investment Services Inc., ADP Broker-Dealer, Inc., Prudential Investment Management Services LLC, GWFS Equities, Inc., and J.P. Morgan Institutional Investments Inc. Katherine is currently registered in Kansas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
03/22/2024 - Present
Voya Financial Partners, LLC (WINDSOR CT)
MO
06/23/2020 - 12/16/2022
AMERICAN CENTURY INVESTMENT SERVICES INC. (KANSAS CITY MO)
NJ
11/26/2019 - 06/01/2020
ADP BROKER-DEALER, INC. (ROSELAND NJ)
NJ
05/30/2018 - 11/22/2019
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
KS
09/02/2014 - 05/03/2018
GWFS EQUITIES, INC. (OVERLAND PARK KS)
KS
05/26/2004 - 09/02/2014
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (OVERLAND PARK KS)
BC
Issued 12/20/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/25/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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