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Katherine Hackney Thomas

Investment Distributors, Inc.

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About Katherine Hackney Thomas

Katherine Hackney Thomas is a financial professional with over 13 years of experience in the industry. Katherine is currently registered with Investment Distributors, Inc. and has a Series 6 and SIE license. Prior to joining Investment Distributors, Inc., Katherine worked at Concourse Financial Group Securities, Inc. where she was registered from November 25, 2009 to January 3, 2022. Katherine is dedicated to providing her clients with the highest level of service and expertise.

Firm Information

Katherine Thomas is currently registered with Investment Distributors, Inc.. Investment Distributors, Inc. is a corporation that was formed on August 30, 1993. It is registered with the SEC and in all 50 states, as well as the District of Columbia. The firm has reported one regulatory event.

Not reported

Assets Under Management

Not reported

Total Clients

166

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Katherine Thomas’s Registration & Firm History

AL

01/03/2022 - Present

Investment Distributors, Inc. (Birmingham AL)

AL

11/25/2009 - 01/03/2022

CONCOURSE FINANCIAL GROUP SECURITIES, INC. (BIRMINGHAM AL)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/23/2009

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Katherine Hackney Thomas.
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