Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katherine? Claim Your ProfileKatherine Peel is a financial advisor at J.p. Morgan Institutional Investments Inc. Katherine has been in the financial industry since September 2022. Katherine is registered with FINRA and has passed the Series 7TO, Series 79TO and SIE exams. Katherine has a strong understanding of the financial markets and is committed to providing her clients with the highest level of service. Katherine is licensed in 25 states and holds a Series 63 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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IL
01/24/2024 - Present
J.p. Morgan Institutional Investments Inc. (CHICAGO IL)
IL
11/06/2023 - 12/19/2023
BROWN, GIBBONS, LANG & COMPANY SECURITIES, LLC (CHICAGO IL)
OH
08/01/2023 - 10/12/2023
CITIZENS JMP SECURITIES, LLC (Cleveland OH)
OH
07/25/2022 - 08/01/2023
CITIZENS CAPITAL MARKETS (Cleveland OH)
BC
Issued 07/08/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/01/2024
Series 7TO - General Securities Representative Examination
BC
Issued 07/23/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 05/26/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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