Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katherine? Claim Your ProfileKatherine Mazzucco is a financial advisor in Charlotte, NC. Katherine has been in the industry since 2018, and is currently registered as a Registered Representative with Alight Financial Advisors, LLC, and as an Investment Advisor Representative with Alight Financial Advisors, LLC. Katherine has passed both the Series 6 and Series 63 exams, demonstrating a commitment to continued education and professional development. Katherine's experience at TIAA-CREF Individual & Institutional Services, LLC is a testament to her commitment to providing financial guidance to individuals and institutions. Katherine's experience across multiple firms showcases a diverse skill set and commitment to client success. Katherine is committed to providing financial planning and portfolio management services to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Set-up fees and related services
1
2
NC
11/29/2022 - Present
Alight Financial Advisors, LLC (CHARLOTTE NC)
NC
04/16/2018 - 07/18/2022
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CHARLOTTE NC)
IA
Issued 11/26/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/30/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/03/2020
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/16/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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