Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katherine? Claim Your ProfileKatherine Garrity Dixon is a financial advisor at Raymond James Financial Services Advisors, Inc. Katherine has been a registered representative for over 15 years. Katherine has earned multiple licenses, including the Series 6, Series 7, Series 24, and Series 66. Katherine has been registered in 44 states. Katherine has worked at SunTrust Investment Services, Inc. and Wachovia Securities, LLC, in the past.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
VA
08/11/2015 - Present
Raymond James Financial Services Advisors, Inc. (Glen Allen VA)
VA
09/29/2009 - 07/27/2015
SUNTRUST INVESTMENT SERVICES, INC. (NORTH CHESTERFIELD VA)
MO
04/11/2005 - 08/25/2005
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
GA
09/05/2000 - 11/26/2004
SUNTRUST SECURITIES, INC. (ATLANTA GA)
BOTH
Issued 12/22/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/29/2011
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/28/2009
Series 7 - General Securities Representative Examination
BC
Issued 09/01/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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