Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katherine? Claim Your ProfileKatherine Frances Whitmore is a financial professional registered with Fidelity Brokerage Services LLC. Katherine has been in the industry since 2013 and holds Series 7, 9, 10, 63, and SIE licenses. Katherine is registered in 53 states and the District of Columbia, as well as Puerto Rico and the Virgin Islands.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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FL
10/14/2013 - Present
Fidelity Brokerage Services LLC (JACKSONVILLE FL)
BC
Issued 10/21/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/23/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/28/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/14/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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