Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katherine? Claim Your ProfileKatherine Foley is a registered representative and investment advisor representative with over 20 years of experience in the financial services industry. Katherine is currently registered with Wells Fargo Advisors Financial Network, LLC and Wells Fargo Clearing Services, LLC. Previously, Katherine was registered with Morgan Keegan & Company, Inc., Questar Capital Corporation, and Stifel, Nicolaus & Company, Incorporated. Katherine's specializations include investment consulting services to institutional clients, financial planning, pension consulting, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
04/12/2023 - Present
Wells Fargo Advisors Financial Network, LLC (ST. LOUIS MO)
MO
08/25/2006 - 12/23/2008
MORGAN KEEGAN & COMPANY, INC. (ST. LOUIS MO)
MO
10/28/2004 - 08/28/2006
QUESTAR CAPITAL CORPORATION (ST. LOUIS MO)
MO
01/02/2004 - 09/24/2004
STIFEL, NICOLAUS & COMPANY, INCORPORATED (ST. LOUIS MO)
MN
08/13/2001 - 01/30/2004
SECURIAN FINANCIAL SERVICES, INC. (ST. PAUL MN)
BOTH
Issued 08/23/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/25/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/03/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/11/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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