Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katherine? Claim Your ProfileKatherine Fayen is a financial advisor with J.p. Morgan Institutional Investments Inc. Katherine holds the Series 7, Series 24 and Series 66 securities licenses. Katherine has been in the financial industry since August 29, 2017. Katherine is registered with the Financial Industry Regulatory Authority (FINRA) and is licensed in 53 states, including New York, New Jersey, and California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
09/07/2022 - Present
J.p. Morgan Institutional Investments Inc. (New York NY)
NJ
08/29/2017 - 07/20/2022
LORD ABBETT DISTRIBUTOR LLC (JERSEY CITY NJ)
BOTH
Issued 11/06/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/04/2022
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/29/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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