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Katherine Estrella

PHX Financial, Inc.

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About Katherine Estrella

Katherine Estrella is a financial professional with Phx Financial, Inc. Katherine has passed the SIE and Operations Professional Examination. Katherine's registration with FINRA is active. Katherine is located in New York, NY.

Firm Information

Katherine Estrella is currently registered with PHX Financial, Inc.. PHX Financial, Inc. is a Corporation formed in December 2006. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been involved in 3 regulatory events and 2 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

65

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Katherine Estrella’s Registration & Firm History

NY

01/11/2021 - Present

PHX Financial, Inc. (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/11/2021

Series 99TO - Operations Professional Examination

BC

Issued 02/22/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Katherine Estrella.
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