Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katherine? Claim Your ProfileKatherine Ehlers has been in the securities industry since August 2005 and is registered with Hilltop Securities Inc. as an investment advisor representative. Katherine is licensed to sell securities in 52 states and is a registered investment advisor representative in 10 states. Katherine has experience working with high-net-worth individuals, corporations, and other businesses, as well as charitable organizations and pension and profit-sharing plans. Katherine has a strong background in financial planning and portfolio management. Katherine also provides educational seminars and publishes periodicals. In addition to her work in the securities industry, Katherine is a photographer.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
12b-1 fees
1
2
CA
06/22/2023 - Present
Hilltop Securities Inc. (Sherman Oaks CA)
CA
11/25/2013 - 03/22/2022
D.A. DAVIDSON & CO. (LOS ANGELES CA)
CA
11/04/2013 - 11/25/2013
CROWELL WEEDON & CO. (BIG BEAR LAKE CA)
CA
07/01/2011 - 11/04/2013
CROWELL, WEEDON & CO. (BIG BEAR LAKE CA)
CA
12/08/2006 - 06/30/2011
STONE & YOUNGBERG LLC (BIG BEAR LAKE CA)
CA
08/03/2005 - 12/06/2006
THE SEIDLER COMPANIES INCORPORATED (IRVINE CA)
IA
Issued 01/12/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/18/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/11/2006
Series 53 - Municipal Securities Principal Examination
BC
Issued 02/20/2024
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/02/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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