Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katherine? Claim Your ProfileKatherine Ellen Shaw is a registered representative with Northwestern Mutual Investment Services, LLC in Milwaukee, Wisconsin. Katherine holds Series 63, 7TO and SIE licenses. She has been in the industry since February 2019. Katherine's current employment is with Northwestern Mutual Investment Services, LLC and she has been registered in Kansas and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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2
WI
02/22/2019 - Present
Northwestern Mutual Investment Services, LLC (Milwaukee WI)
BC
Issued 03/05/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/21/2019
Series 7TO - General Securities Representative Examination
BC
Issued 02/22/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 02/08/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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