Unclaimed
Katherine Brown is a financial advisor with Fidelity Brokerage Services LLC. She is licensed to offer securities in 53 states and the District of Columbia. Katherine has passed the Series 7TO and SIE exams, as well as the Uniform Securities Agent State Law Examination (Series 63).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NH
05/13/2021 - Present
Fidelity Brokerage Services LLC (MERRIMACK NH)
BC
Issued 04/09/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/13/2021
Series 7TO - General Securities Representative Examination
BC
Issued 03/25/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
Not sure Katherine Brown is the right advisor for you? Invested Better is here to help.