Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katherine? Claim Your ProfileKatherine Elizabeth Sotiroff is a licensed financial advisor with Robinhood Financial, LLC, a brokerage firm. Katherine holds a Series 7, Series 63, and SIE licenses, and has been registered as a broker-dealer for over 2 years. Katherine has prior experience with Fidelity Brokerage Services LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
04/27/2023 - Present
Robinhood Financial, LLC (Denver CO)
CO
05/21/2021 - 08/08/2022
ROBINHOOD FINANCIAL, LLC (Denver CO)
CO
12/21/2020 - 05/05/2021
FIDELITY BROKERAGE SERVICES LLC (GREENWOOD VILLAGE CO)
BC
Issued 02/04/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/20/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/29/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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