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Katherine Elizabeth Peabody

Dunham & Associates Investment Counsel, Inc.

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About Katherine Elizabeth Peabody

Katherine Peabody is an investment advisor representative associated with Dunham & Associates Investment Counsel, Inc.. Katherine Peabody has been in the securities industry since November 28, 2022. Katherine Peabody is registered in California.

Firm Information

Katherine Peabody is currently registered with Dunham & Associates Investment Counsel, Inc.. Dunham & Associates Investment Counsel, Inc. is a registered investment advisor headquartered in San Diego, California. The firm was formed in 1982 and provides a variety of advisory services, including financial planning, asset allocation, and portfolio management for individuals, businesses, and investment companies. They have a long history of providing investment advice and have a large team of professionals dedicated to meeting the needs of their clients.
Dunham & Associates Investment Counsel, Inc.

6256 GREENWICH DRIVE

SAN DIEGO, CA 92122

$3.76B

Assets Under Management

11,000

Total Clients

33

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

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asset-allocation services

Asset-allocation services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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Katherine Peabody’s Registration & Firm History

CA

06/27/2023 - Present

Dunham & Associates Investment Counsel, Inc. (SAN DIEGO CA)

VA

11/03/2022 - 05/26/2023

FIDELITY BROKERAGE SERVICES LLC (TYSONS CORNER VA)

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Licenses & Designations

BOTH

Issued 02/13/2023

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/30/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/03/2022

Series 7TO - General Securities Representative Examination

BC

Issued 06/14/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Katherine Elizabeth Peabody.
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