Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katherine? Claim Your ProfileKatherine Elizabeth Lewis is a financial advisor with over five years of experience in the industry. Katherine is registered to offer securities in both Colorado and California. She is currently employed by Transamerica Capital, Inc., a firm that is not IA registered. Katherine has held previous positions at Jackson National Life Distributors LLC. Katherine is a Series 6, Series 7, and Series 63 licensed professional. Katherine holds a SIE certification.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CO
01/31/2022 - Present
Transamerica Capital, Inc. (DENVER CO)
TN
12/07/2017 - 01/27/2022
JACKSON NATIONAL LIFE DISTRIBUTORS LLC (FRANKLIN TN)
BC
Issued 12/28/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/26/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/07/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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