Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katherine? Claim Your ProfileKatherine Lewis is a financial advisor with Cetera Investment Advisers LLC. Katherine has been in the financial services industry since 1992. Katherine is registered with the state of Wisconsin as an Investment Advisor Representative. Katherine has previously worked with VOYA FINANCIAL ADVISORS, INC., ING FINANCIAL ADVISERS, LLC, ING FINANCIAL PARTNERS, INC., AETNA FINANCIAL SERVICES, INC., and AETNA LIFE INSURANCE AND ANNUITY COMPANY. Katherine's areas of expertise include financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
WI
06/29/2023 - Present
Cetera Investment Advisers LLC (MILWAUKEE WI)
WI
06/11/2012 - 02/23/2022
VOYA FINANCIAL ADVISORS, INC. (MILWAUKEE WI)
WI
03/01/2011 - 01/25/2012
ING FINANCIAL ADVISERS, LLC (MILWAUKEE WI)
WI
01/31/2011 - 03/09/2011
ING FINANCIAL PARTNERS, INC. (MILWAUKEE WI)
WI
07/18/1994 - 01/31/2011
ING FINANCIAL ADVISERS, LLC (MILWAUKEE WI)
CT
03/10/1998 - 09/21/2000
AETNA FINANCIAL SERVICES, INC. (HARTFORD CT)
CT
11/25/1988 - 08/14/1991
AETNA LIFE INSURANCE AND ANNUITY COMPANY (HARTFORD CT)
IA
Issued 11/25/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/15/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/25/1998
Series 24 - General Securities Principal Examination
BC
Issued 11/16/1995
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/24/1997
Series 7 - General Securities Representative Examination
BC
Issued 07/15/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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