Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katherine? Claim Your ProfileKatherine Elizabeth f Davis is a financial advisor with LPL Financial LLC, specializing in providing a comprehensive range of financial services to individuals and businesses. Katherine has been in the financial services industry since 2015, with previous experience at PURSHE KAPLAN STERLING INVESTMENTS, COMMONWEALTH FINANCIAL NETWORK, RBC CAPITAL MARKETS, LLC, RESOURCE SECURITIES LLC, and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Katherine's expertise extends across various financial planning areas, including portfolio management, investment strategies, and retirement planning. Katherine holds the Series 66, Series 7, and Series 24 licenses, demonstrating a commitment to staying current with industry regulations and best practices.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
07/18/2023 - Present
LPL Financial LLC (WAYNE PA)
PA
03/12/2021 - 06/09/2023
PURSHE KAPLAN STERLING INVESTMENTS (Kennett Square PA)
DE
02/27/2019 - 01/29/2021
COMMONWEALTH FINANCIAL NETWORK (Greenville DE)
PA
04/23/2018 - 02/12/2019
RBC CAPITAL MARKETS, LLC (CHADDS FORD PA)
PA
01/19/2017 - 04/19/2018
RESOURCE SECURITIES LLC (PHILADELPHIA PA)
DE
08/11/2015 - 08/25/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WILMINGTON DE)
BOTH
Issued 10/27/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/17/2020
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/11/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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