Unclaimed
Katherine Elizabeth Dingle is a registered representative with Vanguard Marketing Corp. based in Charlotte, NC. Katherine has been in the industry since August 2017 and holds a Series 63, Series 7, and SIE license. Katherine is registered with FINRA and the state of North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
08/29/2017 - Present
Vanguard Marketing Corp. (CHARLOTTE NC)
BC
Issued 09/08/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/29/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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