Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katherine? Claim Your ProfileKatherine Elizabeth Brunn is a financial advisor with Raymond James Financial Services, Inc. located in ALBANY, NY. Katherine has been a registered representative for over 12 years and has Series 6, 7, 63 and SIE licenses. Katherine has prior experience with BANCNORTH INVESTMENT GROUP, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
01/21/2011 - Present
Raymond James Financial Services, Inc. (ALBANY NY)
NJ
02/22/2008 - 10/12/2009
BANCNORTH INVESTMENT GROUP, INC. (WEST ORANGE NJ)
BC
Issued 03/07/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/13/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/21/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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