Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katherine? Claim Your ProfileKatherine Elizabeth Breitenstein is a financial advisor who has been in the industry since 2011. Katherine has a Series 7, Series 66, and SIE license and is registered in Ohio. Katherine is currently employed by Ameriprise Financial Services, LLC and has previously worked for The O.N. Equity Sales Company, Ameriprise Financial Services, Inc., and Fifth Third Securities, Inc. Ameriprise Financial Services, LLC is a financial services firm that provides financial advice and planning, investment management, and insurance products. Katherine has specialized in working with a diverse group of clients, including high-net-worth individuals, trusts/estates, insurance companies, charitable organizations, pension and profit-sharing plans, corporations or other businesses, and individuals other than high-net-worth. Katherine can assist with portfolio management, financial planning, asset allocation services, educational seminars, and the selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
OH
03/25/2019 - Present
Ameriprise Financial Services, LLC (MIAMISBURG OH)
OH
12/20/2016 - 04/11/2017
THE O.N. EQUITY SALES COMPANY (Blue Ash OH)
OH
12/12/2011 - 11/29/2016
AMERIPRISE FINANCIAL SERVICES, INC. (BEAVERCREEK OH)
OH
06/14/2011 - 12/02/2011
FIFTH THIRD SECURITIES, INC. (DAYTON OH)
OH
12/10/2008 - 09/20/2010
AMERIPRISE FINANCIAL SERVICES, INC. (DAYTON OH)
BOTH
Issued 02/26/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/11/2017
SIE - Securities Industry Essentials Examination
BC
Issued 12/09/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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