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Katherine Elise Sanborn

Barclays Capital Inc.

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About Katherine Elise Sanborn

Katherine Elise Sanborn is a registered representative with Barclays Capital Inc. Katherine Elise has been working in the financial industry since August 2019. Katherine Elise holds Series 63, Series 79TO and SIE licenses. Katherine Elise is registered in Texas.

Firm Information

Katherine Sanborn is currently registered with Barclays Capital Inc.. Barclays Capital Inc. is a Corporation formed on March 30, 1998 and is registered in all 50 states, as well as the District of Columbia, Puerto Rico and the Virgin Islands. The firm has a history of regulatory and civil events, with 120 regulatory disclosures and 4 civil disclosures on record.

Not reported

Assets Under Management

Not reported

Total Clients

434

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Katherine Sanborn’s Registration & Firm History

TX

08/26/2019 - Present

Barclays Capital Inc. (HOUSTON TX)

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Licenses & Designations

BC

Issued 08/29/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/26/2019

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 08/19/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Katherine Elise Sanborn.
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