Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katherine? Claim Your ProfileKatherine Elise Glushien is a financial professional with over 10 years of experience in the industry. Katherine has held positions with NFP ADVISOR SERVICES, LLC and LPL FINANCIAL LLC. Currently, Katherine is a registered representative with Commonwealth Financial Network. Katherine has a strong background in investment company products/variable contracts, and is also qualified as a Series 99 Operations Professional and has the Securities Industry Essentials Examination certification. Katherine is registered with the state of California and specializes in various financial products and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
03/16/2015 - Present
Commonwealth Financial Network (SAN DIEGO CA)
MA
04/01/2014 - 03/17/2015
NFP ADVISOR SERVICES, LLC (BOSTON MA)
MA
01/25/2013 - 04/08/2014
LPL FINANCIAL LLC (BOSTON MA)
BC
Issued 05/14/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/24/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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