Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katherine? Claim Your ProfileKatherine Roberts-nobles is a financial advisor with LPL Financial LLC in ORLANDO, FL. Katherine has over 20 years of experience in the financial services industry. Katherine is registered to provide investment advisory services in Florida and South Carolina. Katherine specializes in providing financial planning, investment management, and retirement planning services to individuals, families, and businesses. Katherine is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
FL
05/22/2023 - Present
LPL Financial LLC (ORLANDO FL)
SC
03/27/2023 - 05/15/2023
LPL FINANCIAL LLC (FORT MILL SC)
FL
01/03/2022 - 04/28/2022
LPL FINANCIAL LLC (ORLANDO FL)
FL
08/30/2021 - 12/13/2021
LPL FINANCIAL LLC (ORLANDO FL)
FL
05/09/2018 - 03/26/2020
J.P. MORGAN SECURITIES LLC (Melbourne FL)
FL
01/27/2011 - 05/01/2018
WELLS FARGO CLEARING SERVICES, LLC (ORLANDO FL)
FL
10/23/2009 - 12/06/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ORLANDO FL)
FL
02/04/2008 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (ORLANDO FL)
FL
07/31/1997 - 01/30/2008
SUNTRUST INVESTMENT SERVICES, INC. (ORLANDO FL)
BOTH
Issued 09/12/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/19/2005
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/21/2005
Series 4 - Registered Options Principal Examination
BC
Issued 10/27/1997
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/25/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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