Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katherine? Claim Your ProfileKatherine Shepard is a financial advisor with MML Investors Services, LLC. Katherine has been in the financial services industry since 2007 and is registered in 53 states and the District of Columbia. Katherine holds the Series 7, Series 24, Series 52TO, and Series 66 securities licenses as well as the SIE exam. Katherine's previous experience includes working at SunTrust Investment Services, Inc. Katherine provides financial planning, portfolio management, and asset allocation programs. Katherine specializes in working with individuals, businesses, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
FL
02/07/2022 - Present
MML Investors Services, LLC (ST. AUGUSTINE FL)
FL
12/08/2006 - 11/15/2012
SUNTRUST INVESTMENT SERVICES, INC. (JACKSONVILLE FL)
BOTH
Issued 6/17/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 2/7/2008
Series 24 - General Securities Principal Examination
BC
Issued 1/2/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/7/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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