Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katherine? Claim Your ProfileKatherine Dean is a registered representative at Morgan Stanley. She has been in the industry since October 2015. Katherine has worked at PNC Investments, Valmark Securities, Inc., and Morgan Stanley. Her previous roles include positions in Cleveland, OH and Pittsburgh, PA. Katherine has several licenses, including Series 7, Series 10, Series 24, Series 52TO, Series 66, and Series 9. Katherine specializes in working with individuals, high-net-worth individuals, corporations or other businesses, insurance companies, investment companies, charitable organizations, state or municipal government entities, and pension and profit-sharing plans. Katherine also holds a series of designations and has experience working with investment clubs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
OH
07/28/2021 - Present
Morgan Stanley (Mentor OH)
OH
05/04/2016 - 07/19/2021
PNC INVESTMENTS (CLEVELAND OH)
OH
10/20/2015 - 04/22/2016
VALMARK SECURITIES, INC. (CONCORD OH)
BOTH
Issued 07/18/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/16/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/16/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2018
Series 24 - General Securities Principal Examination
BC
Issued 11/19/2019
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/20/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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