Unclaimed
Katherine Dunn kletter is a registered representative with FTP Securities LLC. Katherine is a Series 24, Series 7TO and SIE licensed representative, and has been in the industry since 2019. Katherine has previously been registered with ICAPITAL MARKETS LLC and ICAPITAL SECURITIES, LLC. Katherine is located at the FTP Securities LLC office in New York, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/02/2024 - Present
FTP Securities LLC (NEW YORK NY)
NY
11/30/2023 - 03/27/2024
ICAPITAL MARKETS LLC (NEW YORK NY)
NY
11/05/2019 - 11/30/2023
ICAPITAL SECURITIES, LLC (NEW YORK NY)
BC
Issued 07/22/2020
Series 24 - General Securities Principal Examination
BC
Issued 11/05/2019
Series 7TO - General Securities Representative Examination
BC
Issued 08/08/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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