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Katherine Dunn kletter

FTP Securities LLC

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About Katherine Dunn kletter

Katherine Dunn kletter is a registered representative with FTP Securities LLC. Katherine is a Series 24, Series 7TO and SIE licensed representative, and has been in the industry since 2019. Katherine has previously been registered with ICAPITAL MARKETS LLC and ICAPITAL SECURITIES, LLC. Katherine is located at the FTP Securities LLC office in New York, NY.

Firm Information

Katherine Dunn kletter is currently registered with FTP Securities LLC. FTP Securities LLC is a Limited Liability Company that was formed on June 5, 2003. The firm is registered in all 50 states, as well as Puerto Rico and the District of Columbia.

Not reported

Assets Under Management

Not reported

Total Clients

69

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Katherine Dunn kletter’s Registration & Firm History

NY

04/02/2024 - Present

FTP Securities LLC (NEW YORK NY)

NY

11/30/2023 - 03/27/2024

ICAPITAL MARKETS LLC (NEW YORK NY)

NY

11/05/2019 - 11/30/2023

ICAPITAL SECURITIES, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/22/2020

Series 24 - General Securities Principal Examination

BC

Issued 11/05/2019

Series 7TO - General Securities Representative Examination

BC

Issued 08/08/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Katherine Dunn kletter.
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