Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katherine? Claim Your ProfileKatherine Dunlevy Winters is a financial professional with over 20 years of experience in the industry. Katherine is currently registered with LPL Enterprise, LLC and LPL Financial LLC in Fort Mill, SC. Katherine has held previous positions with MML Investors Services, LLC, MSI Financial Services, INC., New England Securities, and Lincoln Financial Securities Corporation. Katherine holds the Series 66, Series 24, Series 99TO, SIE, and Series 7 licenses. Katherine specializes in Portfolio Management for Individuals and Businesses, Financial Planning and Educational Seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
SC
08/16/2024 - Present
LPL Enterprise, LLC (FORT MILL SC)
NC
03/25/2017 - 07/26/2017
MML INVESTORS SERVICES, LLC (CHARLOTTE NC)
NC
04/24/2014 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (CHARLOTTE NC)
NC
04/24/2014 - 01/02/2015
NEW ENGLAND SECURITIES (CHARLOTTE NC)
NC
11/07/2003 - 04/15/2014
LINCOLN FINANCIAL SECURITIES CORPORATION (CHARLOTTE NC)
MA
01/16/2003 - 11/04/2003
VERAVEST INVESTMENTS, INC. (WORCESTER MA)
BOTH
Issued 02/15/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/04/2004
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/13/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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