Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katherine? Claim Your ProfileKatherine Landing is an Investment Advisor Representative with Raymond James & Associates, Inc.. Katherine has been in the industry since 1985. Katherine's experience includes previous roles with UBS Financial Services Inc., J.C. Bradford & Co., and First Investors Corporation. Katherine has several licenses and registrations, including Series 6, 7, 26, 63, and 65, and is registered with the states of Alabama, Arizona, California, Connecticut, Florida, Georgia, Illinois, Kansas, Michigan, Missouri, Nevada, New Jersey, New York, North Carolina, Ohio, Oregon, Pennsylvania, South Carolina, Tennessee, Texas, Vermont, Virginia, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
01/18/2023 - Present
Raymond James & Associates, Inc. (MT. PLEASANT SC)
SC
04/13/1994 - 09/16/2008
UBS FINANCIAL SERVICES INC. (CHARLESTON SC)
NY
04/24/1990 - 04/25/1994
J.C. BRADFORD & CO. (NEW YORK NY)
NJ
07/24/1985 - 02/08/1990
FIRST INVESTORS CORPORATION (EDISON NJ)
IA
Issued 10/06/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/26/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/16/1986
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/21/1990
Series 7 - General Securities Representative Examination
BC
Issued 07/23/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Katherine Landing is the right advisor for you? Invested Better is here to help.
