Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katherine? Claim Your ProfileKatherine Desiree Bennen is a financial advisor in Edina, Minnesota with over 20 years of experience in the industry. Katherine is registered with LPL Financial LLC. Katherine is a highly experienced advisor and has a proven track record of success in helping clients reach their financial goals. Katherine's previous experience includes positions with Raymond James Financial Services, Inc., Wells Fargo Advisors, LLC, and Citigroup Global Markets Inc. Katherine is a Series 7 and Series 66 licensed professional. Katherine specializes in providing financial planning, portfolio management, and investment advisory services to individuals, families, businesses, and retirement plans. Katherine is also a registered investment advisor. Katherine is dedicated to providing her clients with personalized financial advice and guidance, and is committed to helping them achieve their financial objectives.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MN
01/31/2024 - Present
LPL Financial LLC (EDINA MN)
MN
06/27/2019 - 02/01/2024
RAYMOND JAMES FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
MN
02/02/2016 - 05/03/2018
RAYMOND JAMES FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
AZ
01/03/2011 - 08/05/2015
WELLS FARGO ADVISORS, LLC (TUCSON AZ)
AZ
06/22/2007 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (TUCSON AZ)
AZ
07/11/2003 - 02/05/2007
BANC OF AMERICA INVESTMENT SERVICES, INC. (TUCSON AZ)
NY
04/18/2002 - 04/28/2003
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BOTH
Issued 11/18/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/03/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/17/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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