Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katherine? Claim Your ProfileKatherine Denise Tarr has over 30 years of experience in the financial services industry. Katherine is currently a registered representative with LPL Financial LLC, working out of their Scottsdale, Arizona office. Katherine has previously worked with a number of other firms including National Planning Corporation, AIG Financial Advisors, Inc., SunAmerica Securities, Inc., Anchor National Financial Services, Inc., FFP Securities, Inc., Lincoln Financial Advisors Corporation, The Lincoln National Life Insurance Company, SME Capital Management Corporation, and Advantage Capital Corporation. Katherine is a Series 6, 7, 63, and 65 licensed professional and holds the SIE certification. Katherine's specialties include portfolio management for individuals and businesses, financial planning, pension consulting, educational seminars, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
AZ
11/29/2017 - Present
LPL Financial LLC (SCOTTSDALE AZ)
AZ
01/02/2009 - 11/29/2017
NATIONAL PLANNING CORPORATION (SCOTTSDALE AZ)
AZ
10/31/2005 - 12/31/2008
AIG FINANCIAL ADVISORS, INC. (PHOENIX AZ)
AZ
05/19/1992 - 10/31/2005
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
NA
03/02/1990 - 05/19/1992
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
MO
09/15/1989 - 03/07/1990
FFP SECURITIES, INC. (CHESTERFIELD MO)
IN
09/20/1989 - 12/12/1989
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
IN
09/20/1989 - 12/12/1989
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
MO
09/20/1988 - 07/31/1989
FFP SECURITIES, INC. (CHESTERFIELD MO)
NA
10/31/1987 - 10/10/1988
SME CAPITAL MANAGEMENT CORPORATION
NA
12/06/1985 - 02/08/1988
ADVANTAGE CAPITAL CORPORATION
IA
Issued 06/21/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/02/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/18/1997
Series 7 - General Securities Representative Examination
BC
Issued 12/05/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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