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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katherine? Claim Your ProfileKatherine Weatherholt is a financial advisor at Stifel, Nicolaus & Company, Inc. Katherine has over 18 years of experience in the financial services industry. Katherine is registered with FINRA and holds the following licenses: Series 6, Series 62, Series 63, Series 52, Series 24, Series 53, SIE, Series 79TO, Series 99TO and the Uniform Investment Adviser Law Examination. Katherine is also registered in Kansas and Missouri. Katherine has expertise in portfolio management for individuals, businesses, and pooled investment vehicles. Katherine provides financial planning services, educational seminars, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
09/27/2019 - Present
Stifel, Nicolaus & Company, Inc. (KANSAS CITY MO)
MO
02/03/2012 - 10/04/2019
GEORGE K. BAUM CAPITAL ADVISORS, INC. (KANSAS CITY MO)
MO
11/10/2008 - 09/27/2019
GEORGE K. BAUM & COMPANY (KANSAS CITY MO)
KS
04/14/2005 - 10/24/2008
VSR FINANCIAL SERVICES, INC. (OVERLAND PARK KS)
IA
Issued 01/16/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/06/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/31/2009
Series 53 - Municipal Securities Principal Examination
BC
Issued 02/11/2008
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/11/2009
Series 52 - Municipal Securities Representative Examination
BC
Issued 05/12/2007
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 04/13/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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