Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katherine? Claim Your ProfileKatherine Stewart is a financial advisor with over 10 years of experience in the industry. Katherine is currently registered with First Citizens Investor Services, Inc. in South Carolina. Previously, Katherine was registered with LPL FINANCIAL LLC from May 2022 to December 2022 and with CUNA BROKERAGE SERVICES, INC. from December 2011 to May 2022. Katherine has a strong background in financial services and has a wide range of experience in helping individuals and families achieve their financial goals. Katherine is committed to providing her clients with personalized service and customized financial plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
SC
11/30/2022 - Present
First Citizens Investor Services, Inc. (COLUMBIA SC)
SC
05/18/2022 - 12/15/2022
LPL FINANCIAL LLC (COLUMBIA SC)
SC
12/14/2011 - 05/18/2022
CUNA BROKERAGE SERVICES, INC. (COLUMBIA SC)
BOTH
Issued 09/27/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/30/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/05/2014
Series 7 - General Securities Representative Examination
BC
Issued 12/13/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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