Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katherine? Claim Your ProfileKatherine D'orsi Hicks is an active financial professional, holding a Series 7, Series 63, and SIE licenses. Katherine has been in the financial industry for over five years. Katherine currently works at Charles Schwab & CO., Inc., and is registered with FINRA. She was previously registered with TD Ameritrade, Inc. and Scottrade, Inc. Katherine is licensed in the state of Missouri.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
IN
09/01/2023 - Present
Charles Schwab & CO., Inc. (Indianapolis IN)
MO
02/26/2018 - 09/01/2023
TD AMERITRADE, INC. (ST. LOUIS MO)
MO
01/31/2018 - 02/26/2018
SCOTTRADE, INC. (ST LOUIS MO)
BC
Issued 03/02/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/31/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure Katherine Hicks is the right advisor for you? Invested Better is here to help.
