Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katherine? Claim Your ProfileKatherine Moschel is a financial professional with over 10 years of experience in the securities industry. Katherine holds a Series 7, 63, 55, 3, 24, 4 and SIE licenses, and is a Registered Options Principal and a General Securities Principal. Katherine is currently employed by Virtu Americas LLC. Katherine has previously worked for Virtu ITG LLC. Katherine is registered in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
06/01/2020 - Present
Virtu Americas LLC (Short Hills NJ)
NY
06/06/2013 - 06/01/2020
VIRTU ITG LLC (NEW YORK NY)
BC
Issued 12/11/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/21/2015
Series 4 - Registered Options Principal Examination
BC
Issued 04/22/2015
Series 24 - General Securities Principal Examination
BC
Issued 03/04/2024
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/04/2014
Series 3 - National Commodity Futures Examination
BC
Issued 10/03/2013
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/05/2013
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Katherine Moschel is the right advisor for you? Invested Better is here to help.
