Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katherine? Claim Your ProfileKatherine Legardeur is a financial professional with over 20 years of experience in the industry. Katherine currently holds the position of registered representative at J.p. Morgan Securities LLC. Katherine is registered in Louisiana, North Carolina, and Texas as a Registered Representative. Katherine is also licensed as an Investment Advisor Representative in Louisiana and North Carolina. Katherine's specializations include providing portfolio management for individuals and businesses, financial planning, and pension consulting. Katherine is a member of the Board of Directors for The Idea Village and Good Harbor Cajuns, LLC, and is a Board Member/Investment Committee Member for Junior Achievement of Greater New Orleans Foundation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
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2
LA
11/21/2022 - Present
J.p. Morgan Securities LLC (New Orleans LA)
IL
09/19/2000 - 10/14/2003
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
BOTH
Issued 05/26/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/14/2009
Series 24 - General Securities Principal Examination
BC
Issued 11/16/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/11/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/20/2009
Series 7 - General Securities Representative Examination
BC
Issued 09/18/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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