Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katherine? Claim Your ProfileKatherine Crosby Stith is a financial advisor with Citigroup Global Markets Inc. She is a registered representative in 27 states and the District of Columbia. Katherine has been in the financial services industry since March 4, 2006. Katherine has extensive experience in providing financial advice to individuals, corporations, and institutions. She specializes in asset allocation advice, financial planning, pension consulting, and portfolio management. Katherine is committed to helping clients achieve their financial goals. She is a member of the Financial Industry Regulatory Authority (FINRA) and holds the Series 6, 7, 63, and 66 licenses. Katherine has previously worked at Riggs Investment Corp., Financial Network Investment Corporation, and First Union Brokerage Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
DC
11/01/2010 - Present
Citigroup Global Markets Inc. (WASHINGTON DC)
DC
01/04/1999 - 06/01/2000
RIGGS INVESTMENT CORP. (WASHINGTON DC)
CA
10/23/1997 - 01/14/1999
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
NC
11/10/1995 - 09/18/1997
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
BOTH
Issued 10/27/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/13/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/22/2010
Series 7 - General Securities Representative Examination
BC
Issued 11/9/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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