Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katherine? Claim Your ProfileKatherine Schwartz is a registered investment advisor representative with Colomb Investment Management Company, LLC. Katherine has been in the industry since 2018. She is registered with the state of Arizona. Katherine's previous experience includes working for Morgan Stanley, LPL Financial LLC, and Vanguard Marketing Corporation. She has also worked as self-employed and held positions in the education and wellness sectors. Katherine holds a Series 7, Series 63, and Series 66 license. Her specializations include investment advisory services, financial planning, pension consulting, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Referral fees, asset based consulting fees
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2
LA
06/27/2024 - Present
Colomb Investment Management Company, LLC (METAIRIE LA)
AZ
11/07/2023 - 03/14/2024
LPL FINANCIAL LLC (PEORIA AZ)
AZ
08/09/2021 - 02/03/2022
MORGAN STANLEY (PHOENIX AZ)
AZ
08/22/2018 - 12/11/2019
VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)
BOTH
Issued 11/07/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/27/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/22/2018
Series 7 - General Securities Representative Examination
Active
Inactive
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