Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katherine? Claim Your ProfileKatherine Willis is a financial advisor with over 30 years of experience in the industry. Katherine is currently registered with Cerity Partners LLC and Cerity Partners Retirement Plan Advisors, and holds Series 7, 63 and 65 licenses. Katherine has a strong background in financial planning and portfolio management, and is also a Chartered Financial Analyst and a Chartered Investment Counselor. Katherine provides advisory services to individuals, families, businesses, and retirement plans. Katherine is committed to helping clients reach their financial goals through personalized financial planning and investment management strategies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Tax services; bill pay
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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NY
06/14/2022 - Present
Cerity Partners LLC (NEW YORK NY)
NY
02/02/1994 - 06/21/1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
06/25/1993 - 05/31/1994
NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)
NJ
12/11/1990 - 06/21/1991
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
IA
Issued 04/26/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/07/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/10/1990
Series 7 - General Securities Representative Examination
Active
Inactive
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