Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katherine? Claim Your ProfileKatherine Caruso is a financial professional with Blackrock Investments, LLC. Katherine has been in the industry since July 13, 2018, and holds the Series 7, Series 63, and SIE licenses. Katherine is registered to offer securities in 53 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
07/14/2018 - Present
Blackrock Investments, LLC (SANTA MONICA CA)
BC
Issued 08/27/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/14/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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