Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katherine? Claim Your ProfileKatherine Klein is a financial professional with DWS Distributors, Inc., a registered investment advisor. Katherine is licensed to provide investment advice and sell securities in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. Katherine is a Series 7, Series 63, and SIE licensed professional and began working in the financial services industry on December 18, 2019. Katherine joined DWS Distributors, Inc. on December 19, 2019.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
12/19/2019 - Present
DWS Distributors, Inc. (JACKSONVILLE FL)
BC
Issued 03/04/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/19/2019
Series 7TO - General Securities Representative Examination
BC
Issued 11/26/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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