Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katherine? Claim Your ProfileKatherine Cheng is a financial professional registered with Scotia Capital (usa) Inc. She is a licensed securities agent and has passed the SIE, Series 79TO and Series 63 exams. Katherine is currently registered with the state of Texas and 51 other states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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TX
08/06/2024 - Present
Scotia Capital (usa) Inc. (HOUSTON TX)
BC
Issued 08/03/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/05/2024
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 06/17/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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