Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katherine? Claim Your ProfileKatherine Zamora is a registered investment advisor representative with Per Stirling Capital Management, LLC. Katherine has over 20 years of experience in the financial services industry. Katherine has held positions with several firms, including Nations Financial Group, Inc., First Midamerica Investment Corporation, BANC of America Investment Services, Inc., Quick & Reilly, Inc., Morgan Stanley DW Inc., and Lucien, Stirling & Gray Financial Corporation. Katherine is a licensed Series 6, 7, 24, 31, and 66 representative. Katherine specializes in providing financial planning, portfolio management for businesses and individuals, and selection of other advisors. Katherine is committed to providing her clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Promoter fees
1
2
TX
05/28/2013 - Present
PER Stirling Capital Management, LLC (AUSTIN TX)
TX
10/25/2007 - 08/01/2008
NATIONS FINANCIAL GROUP, INC. (AUSTIN TX)
TX
01/10/2005 - 11/02/2007
FIRST MIDAMERICA INVESTMENT CORPORATION (AUSTIN TX)
MA
10/20/2004 - 01/11/2005
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NY
11/14/1999 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
NY
12/12/2003 - 12/19/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
TX
09/16/1997 - 05/18/1998
LUCIEN, STIRLING & GRAY FINANCIAL CORPORATION (AUSTIN TX)
BOTH
Issued 10/03/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/10/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/17/2009
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/11/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 02/17/2000
Series 7 - General Securities Representative Examination
BC
Issued 09/10/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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