Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katherine? Claim Your ProfileKatherine Botting has been in the financial services industry since February 11, 2014. Katherine is currently registered with Pimco Investments LLC as a Series 3, Series 7, and Series 63 licensed representative. Katherine was previously employed by Franklin Templeton Financial Services Corp. and Franklin/Templeton Distributors, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
05/24/2022 - Present
Pimco Investments LLC (NEWPORT BEACH CA)
CA
07/07/2021 - 05/16/2022
FRANKLIN DISTRIBUTORS, LLC (San Mateo CA)
CA
02/12/2019 - 07/07/2021
FRANKLIN TEMPLETON FINANCIAL SERVICES CORP. (SAN MATEO CA)
CA
01/09/2019 - 07/07/2021
FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (SAN MATEO CA)
CA
02/26/2013 - 01/29/2018
PIMCO INVESTMENTS LLC (NEWPORT BEACH CA)
BC
Issued 05/30/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/29/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/07/2014
Series 3 - National Commodity Futures Examination
BC
Issued 02/25/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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