Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katherine? Claim Your ProfileKatherine Augusta Marcotte is a securities professional who is currently registered with Wells Fargo Securities, LLC. Katherine began her career in the financial services industry in 2006. Katherine's previous experience includes roles with Capital One Securities, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Banc of America Securities LLC. Katherine holds the Series 7, Series 63, Series 79, and SIE securities licenses. Katherine is also licensed as a broker-dealer in the state of Maryland. Katherine is registered as a broker-dealer in 53 states and territories.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
08/09/2021 - Present
Wells Fargo Securities, LLC (New York NY)
LA
02/18/2016 - 08/11/2017
CAPITAL ONE SECURITIES, INC. (NEW ORLEANS LA)
MD
11/01/2010 - 03/10/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ROCKVILLE MD)
MD
12/05/2006 - 11/01/2010
BANC OF AMERICA SECURITIES LLC (ROCKVILLE MD)
BC
Issued 11/10/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/09/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 08/11/2017
SIE - Securities Industry Essentials Examination
BC
Issued 12/04/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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