Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katherine? Claim Your ProfileKatherine Maria Ferriter is an investment advisor representative with Wealthpenn.comllc, licensed in New Jersey and Texas. Katherine has over 28 years of experience in the financial services industry. Katherine has been registered with the Securities and Exchange Commission since January 1991. Katherine also has a Series 63 and Series 66 license and the Series 14 and Series 24 Principal licenses. Katherine holds a Board Member position with Central Park Place at Ramsey Condo Board in Ramsey, New Jersey. Katherine is experienced working with a variety of clients, including high-net-worth individuals, insurance companies, investment companies, charitable organizations, and pension and profit-sharing plans. Katherine's firm provides a variety of financial planning services, including asset allocation advice, pension consulting, educational seminars, and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NJ
02/03/2021 - Present
Wealthpenn.comllc (Paramus NJ)
NJ
01/31/1991 - 01/14/2016
PERSHING LLC (JERSEY CITY NJ)
BOTH
Issued 12/16/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 6/29/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/2/2009
Series 14 - Compliance Officer Examination
BC
Issued 11/25/1996
Series 24 - General Securities Principal Examination
BC
Issued 1/30/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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