Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katherine? Claim Your ProfileKatherine Anne Thomas is a securities professional with over 15 years of experience in the industry. Katherine is currently registered with Sixth Street BD, LLC, a broker-dealer, and has been employed there since August 2018. Katherine previously worked at Blackstone Advisory Partners L.P. from January 2016 to May 2018 and at Goldman, Sachs & Co. from November 2004 to January 2016.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
08/14/2018 - Present
Sixth Street BD, LLC (New York NY)
NY
01/27/2016 - 05/08/2018
BLACKSTONE ADVISORY PARTNERS L.P. (NEW YORK NY)
NY
11/16/2004 - 01/07/2016
GOLDMAN, SACHS & CO. (NEW YORK NY)
BC
Issued 12/16/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/28/2011
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/18/2016
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 01/28/2008
Series 3 - National Commodity Futures Examination
BC
Issued 11/15/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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