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Katherine Anne Sonnycalf

First Citizens Investor Services, Inc.

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About Katherine Anne Sonnycalf

Katherine Sonnycalf is a registered investment advisor representative with First Citizens Investor Services, Inc. Katherine has been in the financial industry since December 2019. Katherine holds the Series 63, Series 65, Series 7TO, and SIE licenses. Katherine previously worked with WELLS FARGO CLEARING SERVICES, LLC. and has experience working with corporations or other businesses, high net worth individuals, individuals other than high net worth, and pension and profit sharing plans.

Firm Information

Katherine Sonnycalf is currently registered with First Citizens Investor Services, Inc.. First Citizens Investor Services, Inc. is a Corporation formed in 1994 with its main office located in Raleigh, North Carolina. The firm offers a range of advisory services including financial planning, selection of other advisors, and portfolio management for individuals and businesses. First Citizens Investor Services, Inc. manages approximately $1.73 billion in regulatory assets under management for a diverse clientele, including individuals, high-net-worth individuals, corporations, charitable organizations, and pension plans.
First Citizens Investor Services, Inc.

8540 COLONNADE CENTER DRIVE

RALEIGH, NC 27615

$1.73B

Assets Under Management

Not reported

Total Clients

574

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Katherine Sonnycalf’s Registration & Firm History

NC

06/18/2021 - Present

First Citizens Investor Services, Inc. (CHARLOTTE NC)

SC

12/09/2019 - 06/07/2021

WELLS FARGO CLEARING SERVICES, LLC (SUMMERVILLE SC)

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Licenses & Designations

IA

Issued 01/15/2020

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/20/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/14/2021

Series 7TO - General Securities Representative Examination

BC

Issued 12/09/2019

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 11/15/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Katherine Anne Sonnycalf.
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