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Katherine Anne Romanelli

PFS Investments Inc.

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About Katherine Anne Romanelli

Katherine Anne Romanelli is a registered representative associated with PFS Investments Inc. Katherine has been working in the securities industry since 1990 and has held previous registrations with several other firms, including Santander Securities LLC, Legend Securities, Inc., and Lehman Brothers Inc. Katherine holds Series 7, Series 25, Series 55, and SIE licenses. Katherine specializes in providing portfolio management services for individuals.

Firm Information

Katherine Romanelli is currently registered with PFS Investments Inc.. PFS Investments Inc. is a Corporation that was formed in 1981 and is headquartered in Duluth, GA. The firm provides portfolio management for individuals. They manage approximately $8,461,983,895 in regulatory assets for 59,808 total accounts. PFS Investments Inc. is registered with the SEC and in 53 states.
PFS Investments Inc.

1 PRIMERICA PARKWAY

DULUTH, GA 30099-0001

$8.46B

Assets Under Management

Not reported

Total Clients

17,935

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Katherine Romanelli’s Registration & Firm History

NY

01/06/2021 - Present

PFS Investments Inc. (BELLEROSE NY)

NY

08/09/2018 - 01/22/2019

SANTANDER SECURITIES LLC (STATEN ISLAND NY)

NY

05/24/2017 - 07/26/2018

PFS INVESTMENTS INC. (JACKSON HEIGHTS NY)

NY

05/11/2015 - 07/01/2015

LEGEND SECURITIES, INC. (NEW YORK NY)

NY

09/16/2013 - 12/05/2014

MURPHY & DURIEU (NEW YORK NY)

NY

01/10/2012 - 08/29/2013

TEJAS SECURITIES GROUP, INC. (NEW YORK NY)

NJ

02/07/2006 - 05/03/2011

DOMESTIC SECURITIES, INC. (EDISON NJ)

NJ

06/07/2006 - 12/13/2010

RUSHMORE CAPITAL, INC. (EDISON NJ)

NY

04/11/2005 - 01/25/2006

TRADITION ASIEL SECURITIES INC. (NEW YORK NY)

NY

06/10/1997 - 03/30/2004

LEHMAN BROTHERS INC. (NEW YORK NY)

NY

04/09/1985 - 05/29/1997

MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)

NA

06/20/1984 - 04/18/1985

MCKINLEY SQUARE SECURITIES CORP.

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Licenses & Designations

BC

Issued 07/25/1984

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/10/2003

Series 25 - NYSE Trading Assistant Examination

BC

Issued 04/05/1999

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 06/16/1984

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Katherine Anne Romanelli.
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